LUSA RIZE USA ENVIRONMENTAL IMPACT UCITS ETF FUND DESCRIPTIONFUND DETAILS As of 31 January, 2025 ETF Rize USA Environmental Impact UCITS ETFThe Rize USA Environmental Impact UCITS ETF (“LUSA”) seeks to investType Index Equity ETFin the most innovative and impactful US companies that potentiallystand to benefit from developing and applying solutions that addressISIN IE000PY7F8J9the world’s most pressing climatic and environmental challenges. This Fund Size (AUM)$12.6 Millionincludes leaders and innovators across clean water, EVs, renewables andhydrogen, energy efficiency, waste and the circular economy and nature- TER 0.45%based solutions. LUSA has been designed to address the six environmentalInception Date 27 August 2020objectives set out in the EU Taxonomy for Sustainable Activities.SFDR ClassificationArticle 9 Holdings 88WHY INVEST IN LUSA? Base CurrencyUSD Income Treatment Accumulating Favourable Growth Prospects: LUSA is Europe’s first US Replication Physical - Full Replication environmental impact ETF, and provides investors with exposure to US companies that are developing innovative and impactful Index Ticker FXBYLUSA Index solutions in clean water, EVs, renewables and hydrogen, energyDomicile Ireland efficiency, waste and the circular economy and nature-based solutions. UCITS YesPowered by Sustainable Market Strategies®: LUSA is purpose- ExposureGlobal Equities built in collaboration with Sustainable Market Strategies, IssuerARK Invest UCITS ICAV an independent ESG intelligence firm based in Montreal, Canada, and leverages their unique insights and proprietary PromoterARK Invest International Ltd classification system of US companies that are aligned with Manager IQ EQ Fund Management (Ireland) Ltd the environmental objectives set out in the EU Taxonomy for Sustainable Activities. Investment Manager ARK Investment Management LLC Depositary / CustodianNorthern Trust Fiduciary Services (Ireland) Ltd Unconstrained Approach: LUSA’s composition transcends classic sector and size classifications by tracking a US theme. ISA Eligible (UK) Yes SIPP Eligible (UK)Yes ETF Efficiency: In a single trade, LUSA delivers access to USReporting Fund Status (UK)Yes companies that are favourably positioned to ride the tailwindsEquity Fund (DE) Yes of the environmental impact opportunities theme. SUSTAINABILITY PROFILEAs of 31 January, 2025 INVESTMENT FOCUSAs of 31 January, 2025 MSCI ESG Rating AClean Water21.7%Energy Efficiency Solutions 20.0% Engagement and Voting: The Fund is supported by the engagement and voting programs of the Rize Future First Policy. Circular Economy Solutions 18.7%Renewable Energy Equipment Manufacturers 12.4% SCREENING CRITERIA Electric Vehicles and Green Transport 7.4%Pollution Control 6.2% – Thermal Coal– AlcoholClimate Resilience Solutions5.4% – Oil and Gas – Tobacco Renewable Energy Generation 3.2% – Nuclear – Bribery & Corruption Hydrogen and Alternative Fuels 2.7% – Controversial Weapons & Firearms– UN Global Compact & OECD Nature-Based Solutions 2.3% Guidelines Violations – Adult Entertainement – Controversies – Military Contracting – Poor Governance – Gamblinginfo-europe@ark-invest.com |europe.ark-funds.com LUSA Information as of 31 January, 2025 RIZE USA ENVIRONMENTAL IMPACT UCITS ETF TRADING INFORMATION Exchange Currency Listing Date SEDOLBloomberg Ticker RIC Borsa Italiana EUR 14-Jun-24BS4CNG4 VITU IM VITU.MI Deutsche Börse Xetra EUR 25-Aug-23BLD19S7 RIZJ GY RIZJ.DE London Stock Exchange USD 29-Aug-23BLD1921 LUSA LN RILUSA.L London Stock Exchange GBP 29-Aug-23BLD19Y3 UVNG LN UVNG.L SIX Swiss Exchange CHF 05-Mar-24BLD19T8 LUSA SE LUSA.S SIX Swiss Ex-changeCHF 15-Sep-20BL6L069 ESSN SE ESSNR.S PERFORMANCE RETURN ETFIndexCumulative ETF IndexDifference 20% Year to date 2.99% 3.02%-0.04% 1 month2.99% 3.02%-0.04%0% 3 months -1.12% -1.06% -0.06% 6 months -4.33% -4.21% -0.11% 1 year 8.68% 9.03%-0.35% -20% 17/08/2023 17/12/2023 17/04/202417/08/2024 17/12/2024 Since Inception-0.19% 0.26%-0.45% Past performance is not a reliable indicator of future results and is not guaranteed. The ETF performance is the NAV per share and is net of all fees. TOP 10 HOLDINGS TOP 10 COUNTRIES Total may not sum to 100% due to rounding Planet Labs Pbc 2.1% United States 97.8% Array Technologies Inc 1.6% Norway 1.1% Dana Inc1.5% Israel 1.1% Ge Vernova Inc 1.5% 100.0% Nextracker Inc 1.5% Montrose Environmental Group Inc1.5% Autodesk Inc1.5% Darling Ingredients Inc 1.5% Flowserve Corp 1.4% Enviri Corp 1.4%15.3% REGISTRATIONSMARKET CAPITALISATION AustriaItaly Sweden Mega ($100B+) 2.7% DenmarkLuxembourg SwitzerlandLarge ($10 - $100B) 32.4% FinlandNetherlandsUnited Kingdom Medium ($2 - $10B) 40.6% GermanyNorwaySmall ($300M - $2B) 22.4% IrelandSpain Micro ($50 - $300M)1.9% info-europe@ark-invest.com | europe.ark-funds.com LUSA Information as of 31 January, 2025 RIZE USA ENVIRONMENTAL IMPACT UCITS ETF RISK FACTORS – The Fund may be subject to the risks associated with companies operating in the renewable energy sectors including, but not limited to, fluctuating energy prices which impact upon company revenues, weather fluctuations that impact the ability to generate electricity, the risk that existing regulatory frameworks (the benefits of which might include commitments to pay premium prices, priority access to electricity grids, support for the necessary infrastructure investments and guarantees of purchases of renewable energy output) become less supportive and the cost of producing renewable energy which can be high relative to conventional energy sources / technologies (which pose a risk to the long term economic viability of renewable energy ventures). – The Fund may also be subject to the risks associated with companies developing new renewable energy technologies and other technologies associated with energy efficiency, electrification of vehicles and other modes of transport, water treatment and purification, waste management and recycling and pollution control, including the risk arising from rapidly changing technologies and obsolescence of existing products; fierce competition from competitors with lower costs; aggressive pricing and reduced profit margins; the loss of patent, copyright and trademark protections; cyclical market patterns; evolving industry standards, evolving regulatory frameworks; and frequent new product introductions. – Some companies may be smaller and less experienced companies, with limited product lines, markets or financial resources and fewer experienced management or marketing personnel. They may experience extreme price and volume fluctuations that are often unrelated to their operating performance. – The Index is typically comprised of a mix of micro, small, mid and large capitalisation companies. Micro and small capitalisation companies may be more vulnerable to adverse business or economic events than larger, more established companies and may underperform other segments of the market or the equity market as a whole. Securities of micro and small capitalisation companies generally trade in lower volumes, are less liquid and are often more vulnerable to market volatility and greater and more unpredictable price changes than larger capitalisation stocks or the stock market as a whole. – Other: (1) Third party service providers (such as the ICAV’s depositary) may go bankrupt and fail to pay money due to the Fund or return property belonging to the Fund. (2) If the Index provider stops calculating the Index or if the Fund’s license to replicate the Index is terminated, the Fund may have to be closed. (3) It may not always be possible to buy and sell the Fund’s Shares on a stock exchange or at prices closely reflecting the Net Asset Value. (4) There is no capital guarantee or protection on the value of the Fund and investors can lose all the capital invested in the Fund. (5) Please refer to the “Risk Factors” section of the ICAV’s Prospectus and the Fund Supplement.Marketing Communication / Financial Promotion: Communications issued in the European Economic Area (“EEA”): This marketing communication has been issued by IQ EQ Fund Management (Ireland) Limited (“IQ EQ”) acting in its capacity as management company of ARK Invest UCITS ICAV (“ARK Invest”). IQ EQ is authorised and regulated by the Central Bank of Ireland. IQ EQ is registered in Ireland with registration number 148223. Communications issued in jurisdictions outside of the EEA: This marketing communication has been issued by ARK Invest International Ltd (“ARK UK”) which is an Appointed Representative of Aldgate Advisors Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA FRN 763187). ARK UK is registered in England and Wales with registration number 11770079. This is a marketing communication. This is not a contractually binding document. Please refer to the prospectus, Fund-specific supplement and Key Investor Information Document (the “KIID”) or Key Investor Document (the “KID”) (as relevant) of the relevant Fund and do not base any final investment decision on this communication alone. You should seek professional investment advice before making any decision to invest in a Fund. This marketing communication is not being provided to you on the basis that you are a client of IQ EQ or ARK UK. Neither IQ EQ nor ARK UK is acting on your behalf and neither entity is responsible for providing protections that would otherwise be afforded to clients of IQ EQ or ARK UK. This marketing communication is for information purposes only. Its contents, and the fact of its distribution, do not constitute investment advice, nor do they constitute tax, legal or any other form of advice or service. It does not constitute or form part of any offer to issue or sell, or the solicitation of any offer to buy or sell any investment. It shall not form the basis of, or be relied upon in connection with, any contract. Information and opinions contained herein have been compiled from sources believed to be reliable but neither IQ EQ nor ARK UK nor any of their respective partners makes any representations as to its accuracy or completeness. Any opinions, forecasts or estimates herein constitute a judgement that is subject to change without notice. IQ EQ and ARK UK disclaim all liability and responsibility arising from any reliance placed by any person on the information contained within this marketing communication. Where past performance and projected performance information is shown, it must be noted that past performance and projected performance is not a reliable indicator of future performance. Simulated past performance does not represent actual past performance and is not a reliable indicator of future performance. The Rize USA Environmental Impact UCITS ETF replicates the Foxberry SMS USA Environmental Impact USD Net Total Return Index. An investment in the Fund involves significant risk and is subject to the volatility of companies involved in the renewable energy, energy efficiency, electric vehicles, water, waste and recycling sectors and associated technologies. Capital at Risk Warning – Please note that the value of an investment and any income taken from it is not guaranteed and can go down as well as up. You may not get back the amount you originally invested. If your investment currency is different to the Funds’ currency of denomination (USD) or the currencies in which the Funds’ assets are denominated (which may be a range of different global currencies), then the return you will get from your investment may increase or decrease as a result of currency fluctuations between your investment currency and such currencies. The Funds referred to in this marketing communication are offered by ARK Invest UCITS ICAV (“ARK Invest”). ARK Invest is an open-ended Irish collective asset management vehicle which is constituted as an umbrella fund with variable capital and segregated liability between its sub-funds (each, a “Fund”) and registered in Ireland with registration number C193010 and authorised by the Central Bank of Ireland as a UCITS. ARK Invest is managed by IQ EQ Fund Management (Ireland) Limited (“IQ EQ”). The prospectus (including the Fund-specific supplements and other supplements), the KIIDs/KIDs the constitutional document of ARK Invest and the latest annual and semi-annual reports of ARK Invest, the latest Net Asset Values of the Funds and details of the underlying investments of the Funds (together, the “Fund Information”) are available at https://europe.ark-funds.com/. Any decision to invest must be based solely on the Fund Information. Investors should read the Fund-specific risks in ARK Invest’s prospectus, Fund-specific supplements and the KIIDs/KIDs. The indicative intra-day net asset values of the Funds are available at http://www.solactive.com. The Funds are not offered or aimed at residents in any country in which (a) ARK Invest and the Funds are not authorised or registered for distribution and where to do so is contrary to the relevant country’s securities laws, (b) the dissemination of information relating to ARK Invest and the Funds via the internet is forbidden, and/or IQ EQ or ARK UK are not authorised or qualified to make such offer or invitation. The Funds may be registered or otherwise approved for distribution to the public or certain categories of investors in one or more jurisdictions. Where this is the case, a country-specific web page and copies of the Fund Information will be available at https://europe.ark-funds.com/. The fact of such a registration or approval, however, does not mean that any regulator (including the FCA) has determined that the Funds are suitable for all categories of investors. United Kingdom: This is a financial promotion. For the purposes of the United Kingdom Financial Services and Markets Act 2000 (“FSMA”), ARK Invest is a UCITS that has been recognised by the Financial Conduct Authority (the “FCA”) pursuant to s.264 of the UK Financial Services and Markets Act 2000. The Fund Information is available in English free of charge upon request from the Facilities Agent in the United Kingdom, FE fundinfo (UK) Limited, Unit 1.1, First Floor, Midas House, 62 Goldsworth Road, Woking, Surrey, GU21 6LQ, England. Germany: This is a financial promotion. The offering of the Shares of ARK Invest has been notified to the German Financial Services Supervisory Authority (BaFin) in accordance with section 310 of the German Investment Code (KAGB). The Fund Information in English (and the KIDs in German language) can be obtained free of charge upon request from the Facilities Agent in Germany, FE fundinfo (Luxembourg) S.à.r.l., by contacting fa_gfr@fefundinfo.com or in paper form at the Facilities Agent’s registered office, being 77 Rue du Fossé, 4123 Esch-sur-Alzette, Luxembourg. Switzerland: This is an advertising document. The state of the origin of the fund is Ireland. In Switzerland, the Representative in Switzerland is 1741 Fund Solutions AG, Burggraben 16, CH-9000 St. Gallen. The Paying Agent in Switzerland is Tellco AG, Bahnhofstrasse 4, 6430 Schwyz. The Fund Information may be obtained free of charge from the Representative. Past performance is no indication of current or future performance. The performance data do not take account of the commissions and costs incurred on the issue and redemption of units in the Fund. Austria: This is a marketing communication and serves exclusively as information for investors. Under no circumstances may it replace advice regarding the acquisition and disposal of investments which may result in a total loss of the investment. The Fund Information in English (and the KIDs in German language) can be obtained free of charge upon request from the Facilities Agent in Austria, FE fundinfo (Luxembourg) S.à.r.l., by contacting fa_gfr@fefundinfo.com. United States: This marketing communication and its contents are not directed at any person that is resident in the United States (“US person”), and no offer or invitation is made to any US person to acquire or sell any service, product or security referred to. The provision of any information in this marketing communication does not constitute an offer to US persons to purchase securities. ARK Invest Europe info-europe@ark-invest.com| europe.ark-funds.com | 70 Gracechurch Street. London, EC3V 0HR, United Kingdom