NFRA RIZE GLOBAL SUSTAINABLE INFRASTRUCTURE UCITS ETF FUND DESCRIPTION FUND DETAILS As of 31 January, 2025 ETFRize Global Sustainable Infrastructure UCITS ETFThe Rize Global Sustainable Infrastructure UCITS ETF (“NFRA”) seeks to invest in Type Index Equity ETFthe foremost companies that potentially stand to benefit from the worldwideeffort to support infrastructure development in a way that balances economic, ISIN IE000QUCVEN9environmental and social objectives. These are companies involved in Fund Size (AUM) $86.7 Millionmaintaining and upgrading the existing infrastructure of more industrialisedeconomies, as well as companies developing new infrastructure requiredTER 0.45%for the economic advancement of less industrialised economies. This Inception Date 27 August 2020includes companies involved in the development of the environmental and SFDR Classification Article 9social infrastructure needed for our transition to a greener, fairer economy. Holdings 77WHY INVEST IN NFRA? Base Currency USD Income Treatment DistributingFavourable Growth Prospects: NFRA is Europe’s first globalReplication Physical – full replicationsustainable infrastructure ETF, and provides investors withexposure to companies that are supporting global infrastructure Index Ticker FXBYNFRA Indexdevelopment in a way that balances economic, environmental and DomicileIrelandsocial objectives. UCITSYesPowered by Sustainable Market Strategies®: NFRA is purpose-built in collaboration with Sustainable Market Strategies, an Exposure Global Equitiesindependent ESG intelligence firm based in Montreal, Canada, Issuer ARK Invest UCITS ICAVand leverages their unique insights and proprietary classificationsystem of companies that are contributing to environmental andPromoter ARK Invest International Ltdsocial objectives of the EU Taxonomy for Sustainable Activities Manager IQ EQ Fund Management (Ireland) Ltdand the UN Sustainable Development Goals in the geographicalregions they serve. Investment ManagerARK Investment Management LLC Depositary / Custodian Northern Trust Fiduciary Services (Ireland) LtdUnconstrained Approach: NFRA’s composition transcends classicsector, size and geographic classifications by tracking a global theme. ISA Eligible (UK)Yes SIPP Eligible (UK) YesETF Efficiency: In a single trade, NFRA delivers access to dozens Reporting Fund Status (UK) Yesof companies that are favourably positioned to ride the tailwindsof the global sustainable infrastructure theme. Equity Fund (DE) Yes SUSTAINABILITY PROFILE As of 31 January, 2025 INVESTMENT FOCUS As of 31 January, 2025 MSCI ESG Rating ATelecom Infrastructure23.9% Renewable Energy Utilities13.5% Engagement and Voting: The Fund is supported by the engagement and voting programs of the Rize Future First Policy.Waste Management 11.8% Water Utilities9.3% SCREENING CRITERIA Elderly Homes 8.2% Data Centers 7.2% – Thermal Coal– Alcohol Passenger Transportation7.1% – Oil and Gas – TobaccoRail (Freight) 6.2% – Nuclear – Bribery & Corruption Health Care5.9% – Controversial Weapons & Firearms– UN Global Compact & OECD Toll Roads 3.6% Guidelines Violations – Adult Entertainement Ports 1.7% – Controversies Airports1.5% – Military Contracting – Poor Governance – Gambling info-europe@ark-invest.com |europe.ark-funds.com NFRA Information as of 31 Jan, 2025 RIZE GLOBAL SUSTAINABLE INFRASTRUCTURE UCITS ETF TRADING INFORMATION Exchange Currency Listing Date SEDOLBloomberg Ticker RIC Borsa Italiana EUR 14-Jun-24BS4CNH5 NFRA IM NFRA.MI Deutsche Börse Xetra EUR 25-Aug-23BLD19V0 RIZD GY RIZD.DE London Stock Ex-change USD 29-Aug-23BLD1932 NFRA LN NFRA.L London Stock Ex-change GBP 29-Aug-23BLD19Z4 BRIK LN BRIK.L SIX Swiss Exchange CHF 05-Mar-24BLD19T8 NFRA SE NFRA.S PERFORMANCE RETURN ETFIndexCumulative ETF Index Difference 20% Year to date 1.21% 1.25% -0.04% 1 month1.21% 1.25% -0.04%0% 3 months -6.22% -6.16% -0.06% 6 months -4.58% -4.43% -0.15% 1 year -0.97% -0.48% -0.49% -20% 17/08/2023 17/12/2023 17/04/202417/08/2024 17/12/2024 Since Inception2.53% 3.37% -0.84% Past performance is not a reliable indicator of future results and is not guaranteed. The ETF performance is the NAV per share and is net of all fees. TOP 10 HOLDINGS TOP 10 COUNTRIES Total may not sum to 100% due to rounding Waste Mgmt Inc Del 2.0% United States34.1% T-Mobile Us Inc2.0% Brazil 10.3% Equinix Inc 1.9% Canada9.3% Republic Svcs Inc 1.9% Spain 6.7% Digital Rlty Tr Inc 1.8% Australia 5.5% Kddi Corporation1.8% UK5.0% Telefonica Brasil Sa1.8% Japan4.4% Ferrovial Se1.7% Singapore 3.9% China Merchants Port Hldgs Ltd 1.7% Hong Kong 3.6% Union Pac Corp 1.7% New Zealand 2.7%18.5% 85.5% REGISTRATIONSMARKET CAPITALISATION AustriaItaly Sweden Mega ($100B+) 5.6% DenmarkLuxembourg SwitzerlandLarge ($10 - $100B) 35.7% FinlandNetherlandsUnited Kingdom Medium ($2 - $10B) 48.4% GermanyNorwaySmall ($300M - $2B) 10.3% IrelandSpain Micro ($50 - $300M) 0.0% info-europe@ark-invest.com |europe.ark-funds.com NFRA Information as of 31 Jan, 2025 RIZE GLOBAL SUSTAINABLE INFRASTRUCTURE UCITS ETF RISK FACTORS – The Fund may be subject to renewable energy sector risks including, fluctuating energy prices which impact revenues, weather fluctuations that impact electricity generation, the risk that existing supportive regulatory frameworks become less supportive and the cost of producing renewable energy (which pose a risk to the long term economic viability of renewable energy ventures). – The Fund may be subject to the risks associated with companies developing technologies associated with renewable energy, energy efficiency, electrification of vehicles and transport, water treatment and purification and waste management, recycling and pollution control, including the risk arising from rapidly changing technologies and obsolescence of existing products; fierce competition from competitors with lower costs; aggressive pricing and reduced profit margins; the loss of patent, copyright and trademark protections; cyclical market patterns; evolving industry standards, evolving regulatory frameworks; and frequent new product introductions. – The Fund may also be subject to emerging market risks including: (i) political and economic risks; (ii) counterparty risk and liquidity risks; (iii) legal risks; (iv) reporting and valuation risks; (v) exchange control and repatriation risks; (vi) settlement risks; and (vii) custody risks. – Some companies may be smaller and less experienced companies, with limited product lines, markets or financial resources and fewer experienced management or marketing personnel. They may experience extreme price and volume fluctuations that are often unrelated to their operating performance. – The Index is typically comprised of a mix of micro, small, mid and large capitalisation companies. Micro and small capitalisation companies may be more vulnerable to adverse business or economic events than larger, more established companies and may underperform other segments of the market or the equity market as a whole. Securities of micro and small capitalisation companies generally trade in lower volumes, are less liquid and are often more vulnerable to market volatility and greater and more unpredictable price changes than larger capitalisation stocks or the stock market as a whole. – Other: (1) Third party service providers (such as the ICAV’s depositary) may go bankrupt and fail to pay money due to the Fund or return property belonging to the Fund. (2) If the Index provider stops calculating the Index or if the Fund’s license to replicate the Index is terminated, the Fund may have to be closed. (3) It may not always be possible to buy and sell the Fund’s Shares on a stock exchange or at prices closely reflecting the Net Asset Value. (4) There is no capital guarantee or protection on the value of the Fund and investors can lose all the capital invested in the Fund. (5) Please refer to the “Risk Factors” section of the ICAV’s Prospectus and the Fund Supplement.Marketing Communication / Financial Promotion: Communications issued in the European Economic Area (“EEA”): This marketing communication has been issued by IQ EQ Fund Management (Ireland) Limited (“IQ EQ”) acting in its capacity as management company of ARK Invest UCITS ICAV (“ARK Invest”). IQ EQ is authorised and regulated by the Central Bank of Ireland. IQ EQ is registered in Ireland with registration number 148223. Communications issued in jurisdictions outside of the EEA: This marketing communication has been issued by ARK Invest International Ltd (“ARK UK”) which is an Appointed Representative of Aldgate Advisors Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA FRN 763187). ARK UK is registered in England and Wales with registration number 11770079. This is a marketing communication. This is not a contractually binding document. Please refer to the prospectus, Fund-specific supplement and Key Investor Information Document (the “KIID”) or Key Investor Document (the “KID”) (as relevant) of the relevant Fund and do not base any final investment decision on this communication alone. You should seek professional investment advice before making any decision to invest in a Fund. This marketing communication is not being provided to you on the basis that you are a client of IQ EQ or ARK UK. Neither IQ EQ nor ARK UK is acting on your behalf and neither entity is responsible for providing protections that would otherwise be afforded to clients of IQ EQ or ARK UK. This marketing communication is for information purposes only. Its contents, and the fact of its distribution, do not constitute investment advice, nor do they constitute tax, legal or any other form of advice or service. It does not constitute or form part of any offer to issue or sell, or the solicitation of any offer to buy or sell any investment. It shall not form the basis of, or be relied upon in connection with, any contract. Information and opinions contained herein have been compiled from sources believed to be reliable but neither IQ EQ nor ARK UK nor any of their respective partners makes any representations as to its accuracy or completeness. Any opinions, forecasts or estimates herein constitute a judgement that is subject to change without notice. IQ EQ and ARK UK disclaim all liability and responsibility arising from any reliance placed by any person on the information contained within this marketing communication. Where past performance and projected performance information is shown, it must be noted that past performance and projected performance is not a reliable indicator of future performance. Simulated past performance does not represent actual past performance and is not a reliable indicator of future performance. The Rize Global Sustainable Infrastructure UCITS ETF replicates the Foxberry SMS Global Sustainable Infrastructure USD Net Total Return Index. An investment in the Fund involves significant risk and is subject to the volatility of companies involved in the renewable energy, energy efficiency, electric vehicles, water, waste and recycling sectors and associated technologies and emerging market political and economic risks. Capital at Risk Warning – Please note that the value of an investment and any income taken from it is not guaranteed and can go down as well as up. You may not get back the amount you originally invested. If your investment currency is different to the Funds’ currency of denomination (USD) or the currencies in which the Funds’ assets are denominated (which may be a range of different global currencies), then the return you will get from your investment may increase or decrease as a result of currency fluctuations between your investment currency and such currencies. The Funds referred to in this marketing communication are offered by ARK Invest UCITS ICAV (“ARK Invest”). ARK Invest is an open-ended Irish collective asset management vehicle which is constituted as an umbrella fund with variable capital and segregated liability between its sub-funds (each, a “Fund”) and registered in Ireland with registration number C193010 and authorised by the Central Bank of Ireland as a UCITS. ARK Invest is managed by IQ EQ Fund Management (Ireland) Limited (“IQ EQ”). The prospectus (including the Fund-specific supplements and other supplements), the KIIDs/KIDs the constitutional document of ARK Invest and the latest annual and semi-annual reports of ARK Invest, the latest Net Asset Values of the Funds and details of the underlying investments of the Funds (together, the “Fund Information”) are available at https://europe.ark-funds.com/. Any decision to invest must be based solely on the Fund Information. Investors should read the Fund-specific risks in ARK Invest’s prospectus, Fund-specific supplements and the KIIDs/KIDs. The indicative intra-day net asset values of the Funds are available at http://www.solactive.com. The Funds are not offered or aimed at residents in any country in which (a) ARK Invest and the Funds are not authorised or registered for distribution and where to do so is contrary to the relevant country’s securities laws, (b) the dissemination of information relating to ARK Invest and the Funds via the internet is forbidden, and/or IQ EQ or ARK UK are not authorised or qualified to make such offer or invitation. The Funds may be registered or otherwise approved for distribution to the public or certain categories of investors in one or more jurisdictions. Where this is the case, a country-specific web page and copies of the Fund Information will be available at https://europe.ark-funds.com/. The fact of such a registration or approval, however, does not mean that any regulator (including the FCA) has determined that the Funds are suitable for all categories of investors. United Kingdom: This is a financial promotion. For the purposes of the United Kingdom Financial Services and Markets Act 2000 (“FSMA”), ARK Invest is a UCITS that has been recognised by the Financial Conduct Authority (the “FCA”) pursuant to s.264 of the UK Financial Services and Markets Act 2000. The Fund Information is available in English free of charge upon request from the Facilities Agent in the United Kingdom, FE fundinfo (UK) Limited, Unit 1.1, First Floor, Midas House, 62 Goldsworth Road, Woking, Surrey, GU21 6LQ, England. Germany: This is a financial promotion. The offering of the Shares of ARK Invest has been notified to the German Financial Services Supervisory Authority (BaFin) in accordance with section 310 of the German Investment Code (KAGB). The Fund Information in English (and the KIDs in German language) can be obtained free of charge upon request from the Facilities Agent in Germany, FE fundinfo (Luxembourg) S.à.r.l., by contacting fa_gfr@fefundinfo.com or in paper form at the Facilities Agent’s registered office, being 77 Rue du Fossé, 4123 Esch-sur-Alzette, Luxembourg. Switzerland: This is an advertising document. The state of the origin of the fund is Ireland. In Switzerland, the Representative in Switzerland is 1741 Fund Solutions AG, Burggraben 16, CH-9000 St. Gallen. The Paying Agent in Switzerland is Tellco AG, Bahnhofstrasse 4, 6430 Schwyz. The Fund Information may be obtained free of charge from the Representative. Past performance is no indication of current or future performance. The performance data do not take account of the commissions and costs incurred on the issue and redemption of units in the Fund. Austria: This is a marketing communication and serves exclusively as information for investors. Under no circumstances may it replace advice regarding the acquisition and disposal of investments which may result in a total loss of the investment. The Fund Information in English (and the KIDs in German language) can be obtained free of charge upon request from the Facilities Agent in Austria, FE fundinfo (Luxembourg) S.à.r.l., by contacting fa_gfr@fefundinfo.com. United States: This marketing communication and its contents are not directed at any person that is resident in the United States (“US person”), and no offer or invitation is made to any US person to acquire or sell any service, product or security referred to. The provision of any information in this marketing communication does not constitute an offer to US persons to purchase securities. ARK Invest Europe info-europe@ark-invest.com| europe.ark-funds.com | 70 Gracechurch Street. London, EC3V 0HR, United Kingdom