Title: Microsoft Word - 250801 - OCI KID Document (v3.2) - CLEAN (FINAL) URL Source: https://www.fundslibrary.co.uk/FundsLibrary.DataRetrieval/Documents.aspx?type=packet_fund_unit_doc_priip_kid&docid=29d19c4c-392a-4e45-9b83-e11fe661c3be&user=rhYNgCmAGOJjOO+rAeSLf72P3nHF/WYRzr3Zg9P0XZM= Published Time: Fri, 01 Aug 2025 11:20:20 GMT Number of Pages: 3 Markdown Content: # Key Information Document DISCLAIMER: Oakley Capital Investments Limited (the " Company ") has produced and published this document with reference to the previously applicable Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019 (the “Previous Regulations ”). In November 2024, the UK Government implemented Packaged Retail and Insurance-based Investment Products (Retail Disclosure) (Amendment) Regulations 2024 (the “ New Regulations ”). These New Regulations removed the requirement for the Company to produce this Key Information Document, which is principally geared towards packaged retail investment products rather than shares in a listed company such as the Company. The Company notes that , the application of this prescribed methodology under the Previous Regulations may produce results which could be misleading. Shares in the Company are suitable only for investors that are capable of evaluating the benefits and risks of such an investment, who understand the potential risk of capital loss and the importance of a diversified investment portfolio, who fully understand and are willing to assume the risks involved in investing in the Company, who understand the limitations of the scenarios set out in the Summary Risk Indicator and who have sufficient resources to be able to bear losses (which may equal the whole amount invested) that could result from such an investment in the Company’s shares. Past performance is not a guide to future performance. PURPOSE: This document provides you with key information about the Company. It is not marketing material. The information is provided to help you understand the nature, risks, costs, potential gains and losses of the Company and to help you compare it with other products. ----------------------------------------------------------------------------------------------------------------------------------------------------------- Product Name of Product Ordinary shares of £0.0 1 nominal value in Oakley Capital Investments Limited Name of PRIIP manufacturer Oakley Capital Investments Limited ISIN Website for PRIIP manufacturer BMG670131058 www.oakleycapitalinvestments.com Call telephone number for more information +1 441 542 6742 Competent Authority of the PRIIP Manufacturer in relation to the KID Financial Conduct Authority Date of production of the KID 1 August 2025 _________________________________________________________________________________________________________________ You are about to purchase a product that is not simple and may be difficult to understand. > __________________________________________________________________________________________________________________________________________________________________________________________________________________________________ What is this product? Type Ordinary shares in a public limited company incorporated in Bermuda . Save for payments of dividends or other returns (e.g. on a winding up), the Company is not expecting to pay you. You are expected to generate returns through selling your shares through a bank or stockbroker. Shares of the Company are bought and sold via markets. Typically, at any given time on any given day, the price you pay for a share will be higher than the price at which you could sell it. The price at which you can sell your shares will vary depending on market cond itions and will not necessarily reflect the net asset value of the Company. Objectives The Company seeks to provide investors with long -term capital appreciation through its investments in the funds managed or advised by Oakley Capital Manager Limited or its affiliates (the " Oakley Funds "). Whilst the Company’s investment strategy is generally not to participate in new direct investment opportunities, and it is currently not the Board's intention to do so, it may from time to time invest directly into portfolio businesses held by Oakley Funds . Intended retail investor The ordinary shares are traded on the Main Market of the London Stock Exchange (the " Main Market ") and are intended for investors primarily seeking exposure to private mid-market UK and Western European businesses through investment in the Oakley Funds (or successor funds) and: (a) who understand and are willing to assume the potential risks of capital loss associated with investments in such companies, (b) who understand the illiquid nature of private equity compared to other asset classes, (c) for whom an investment in the Company’s securities would be of a long-term nature constituting part of a diversified portfolio, and (d) who understand, or who have been advised of, the potential risk from investing in companies admitted to the Main Market . ______________________________________________________________________________________________________________________________ What are the risks and what could I get in return? Risk indicator The summary risk indicator is a guide to the level of risk of this product compared to other products. It shows how likely it is that the product will lose money because of movements in the markets or because we are not able to pay you. We have classified this product as 5 out of 7, which is a medium-high risk class. This rates the potential losses from future performance at a medium-high level, and poor market conditions will likely impact your returns. The price at which shares in the Company are sold in the market has not historically tracked the Company's net asset value per share. The Company invests in unlisted interests in the Oakley Funds which in turn invest in (primarily) private mid-market Western European businesses. Such investments have valuation and performance uncertainties and liquidity risk. The ‘Other relevant information’ section below gives more detail on the risks investors should consider. This product does not include any protection from future market performance, so you could lose some or all of your investment. If we are not able to pay you what is owed, you could lose your entire investment. The whole amount of your invested capital in the Company is at risk and there can be no guarantee that you will get back any or all of the amount invested on a sale of shares in the Company. A high proportion of the company’s assets are invested in Euro dominated Oakley Funds and consequently, are subject to exchange rate movements between Sterling and Euro. The price at which shares in the Company are sold in the market has not historically tracked the Company's net asset value per share. REFERENCES TO THE COMPANY PAYING YOU MONEY ARE REQUIRED BUT ARE MISLEADING. YOU WILL LIKELY RECEIVE SOME DIVIDENDS FROM THE COMPANY DURING YOUR INVESTMENT, BUT THE MAJORITY OF YOUR RETURN ARISES WHEN YOU SELL YOUR SHARES IN THE MARKET. _______________________________________________________________________________________________________ Investment Performance information The main factors which are likely to affect your future returns are those: (i) which may directly affect the price at which you would be able to sell your shares in the Company, for example, if there is no liquid market in the shares or if members of the board or other significant shareholders sold their shares in the Company; and (ii) which may indirectly affect the price at which you would be able to sell your shares in the Company by having a material impact on the Company's performance, for example, if one of the Company's investments could not be realised at the value attributed to that investment or if any of the Company's investments had to be written off. What could affect my return positively? Your return will be positively affected if the Company's share price increases and you are able to sell your ordinary shares at a premium to the price you paid for such shares on acquisition. The Company's share price performance is likely to be improved if general market conditions are positive and the Company's overall performance (which will be set out in respect of each financial year in the Company's annual report and financial statements) is also positive, for example, if the Company's investments increase in value, it makes new investments, the announcement of which are received positively by the market or if it realises investments at an uplift to their carrying value. What could affect my return negatively? Conversely, your return will be negatively affected if the Company's share price decreases and you are not able to sell your ordinary shares for more than the price you paid for them on acquisition. The Company's share price is likely to be negatively affected if general market conditions are poor or if the Company's performance is not in line with expectations, for example, if one of the Company's investments could not be realised at the value attributed to that investment or if any of the Company's investments had to be written off. In severely adverse market conditions, it is likely that the Company's ordinary shares would trade at a significant discount to the net asset value of the Company's underlying investments. It is also possible that the price at which investors could sell their ordinary shares would be less than the price at which investors originally acquired their ordinary shares. In such circumstances, investors would make a loss – which could be significant – in respect of their investment. _______________________________________________________________________________________________________ What happens if Oakley Capital Investments Limited is unable to pay out? As a shareholder of Oakley Capital Investments Limited, you would not be able to make a claim to the Financial Services Compensation Scheme or any other compensation body about the Company in the event that the Company was unable to pay any dividends or other returns it may elect to pay from time to time, or if it were unable to pay any amounts due to you on a winding up at the end of its life. If you sell your shares on the London Stock Exchange, your bank or stockbroker will receive cash on delivery of your shares and should pass that to you. REFERENCES TO THE COMPANY PAYING YOU MONEY ARE REQUIRED BUT ARE MISLEADING. YOU WILL LIKELY RECEIVE SOME DIVIDENDS FROM THE COMPANY DURING YOUR INVESTMENT, BUT THE MAJORITY OF YOUR RETURN ARISES WHEN YOU SELL YOUR SHARES IN THE MARKET. _______________________________________________________________________________________________________ What are the costs? If you buy shares in the Company through a broker or investment platform, they may disclose an ongoing charge figure applied by the Company of 2.69%. This figure is the other ongoing charge costs previously disclosed within the Company’s KID under the Previous Regulations. This figure was calculated in line with the Previous Regulations and disclosed the management and advisory costs incurred by the Company. For the avoidance of doubt, shareholders of the Company do not directly pay the ongoing charge as these costs are paid by the Company and are reflected in the NAV. Further relevant information is disclosed in the Company’s Annual Report and Accounts which can be found at www.oakleycapitalinvestments.com/investor-centre/results-and-reports/ . # 1 2 3 6 7 Lower risk Higher Risk # ! > The risk indicator assumes you keep the > product for 5 years. The actual risk can > vary significantly if you cash in or sell > your securities on the secondary market > at an early stage and you may get back > less. # 54The Reduction in Yield (RIY) shows what impact the total costs you pay will have on the investment return you might get. The total costs take into account one-off, ongoing and incidental costs. The figures are estimates and may change in the future. We have not included operating costs, which are paid by the Company, on the basis that the return that you may receive will depend on the Company’s share price performance and there is no direct link between the Company’s share price and the costs that it pays. The amounts shown here are the cumulative costs of the product itself, for three different holding periods. They include potential early exit penalties. The figures assume you invest £10,000. The figures are estimates and may change in the future. The person selling you or advising you about this product may charge you other costs. If so, this person will provide you with information about these costs and show you the impact that all costs will have on your investment over time. Investment Scenarios £10,000 If you cash in after 1 year If you cash in after 3 years If you cash in at the end of the recommended holding period Total costs £0 £0 £0 Impact on return (RIY) per year 0.00 % 0.00 % 0.00 % Composition of Costs The table below shows:  the impact each year of the different types of costs on the investment return you might get at the end of the recommended holding period;  the meaning of the different cost categories. This table shows the impact on return per year One-off costs Entry costs 0.00% No entry costs are payable to the Company when you acquire ordinary shares, although you may be required to pay your own broker fees or commissions. Exit costs 0.00% No exit costs are payable to the Company when you dispose of ordinary shares, although you may be required to pay your own broker fees or commissions. Ongoing costs Portfolio transaction costs 0.00% No portfolio transaction costs, relating to the buying and selling of underlying investments, are payable by you to the Company. You should be aware that portfolio transaction costs are incurred by the Company, as set out in the Company’s Annual Report and Accounts which can be found on the Company’s website. Other ongoing costs 0.00% No management or advisory fees are payable to the Company, or its service providers. You should be aware that management and advisory costs are incurred by the Company as set out in the Company’s Annual Report and Accounts which can be found on the Company’s website. Incidental costs Performance fees 0.00 % The Company does not pay a performance fee. Carried interests 0.00 % The Company does not pay c arried interest . _______________________________________________________________________________________________________ How long should I hold it and can I take money out early? Recommended holding period: 5 years Listed private equity funds are designed to be long term investments and the returns from them can be volatile during their life. With limited exceptions, a five-year investment horizon was the minimum period recommended by LPeC, the former trade body for listed private equity funds, and we believe it remains appropriate. As the Company's ordinary shares are listed on the Main Market of the London Stock Exchange, you can expect to sell them at any time through your bank or stockbroker, provided that there is a buyer for the shares. _______________________________________________________________________________________________________ How can I complain? As a shareholder of the Company, you do not have the right to complain to the Financial Ombudsman Service (FOS) about the management of the Company. If you have any complaints about the Company, you may lodge your complaint:  via our website www.oakleycapitalinvestments.com  in writing to Rosebank Centre, 5 th Floor, 11 Bermudiana Road, Pembroke, HM08, Bermuda  by email to enquiries@oakleycapital.com _______________________________________________________________________________________________________ Other relevant information We are required to provide you with further documentation, such as the Company's annual and semi-annual reports. These documents and other information relating to the Company are available online at www.oakleycapitalinvestments.com . In particular, investors should have regard to the risk factors set out in the prospectus. The past performance of the Company is not a guide to future performance. The price of the Company's shares can go down as well as up.