{ "ok": true, "_meta": { "validator": "oppl_complex_asset_json_validator", "validator_version": "1.1.1", "captured_at_utc": "2026-08-08T10:52:39+00:00", "captured_unix": 1786186359, "input_source": "url", "input_url": "https://oppl.ai/llms/runs/etf/DE000A0Q4R02_balanced_latest.json", "source_assessment_hash": "17415954699a55a8797e9d7d7b3da3c48d066a2b76076186e567ce418c45fd5e", "agent_enabled": true, "agent_provider": "openrouter", "agent_model": "gpt-4.1-mini", "agent_temperature": 0, "agent_max_tokens": 1800, "warn_short_agent": true, "validator_modes": { "deterministic": "executed", "agent": "executed" } }, "isin": "DE000A0Q4R02", "classification": "non-complex", "policy_mode": "balanced", "decision_rule_applied": "etf_ucits_physical_no_complex_override_rule", "validator_verdict": "fail", "publishable": false, "confidence": 0.92, "issue_count": 2, "issues": [ { "severity": "fail", "code": "epm_only_false_but_epm_evidence_present", "message": "signals.derivatives_epm_only=false but supporting_evidence contains derivatives_epm_only." }, { "severity": "fail", "code": "epm_only_false_but_epm_evidence_present", "message": "signals.derivatives_epm_only=false but supporting_evidence contains derivatives_epm_only evidence describing permitted efficient portfolio management use.", "source": "agent" } ], "suggested_repairs": [ "Relabel derivatives_epm_only evidence to derivatives_core_strategy where the quote describes options overlay / exchange-traded options / continuous market hedge; otherwise relabel generic FDI permission evidence to derivatives_mentioned.", "Relabel the supporting_evidence item with signal 'derivatives_epm_only' to 'derivatives_mentioned' since the quote only proves permitted EPM use and derivatives_epm_only signal is false.", "Alternatively, if the evidence describes a core derivative strategy such as HELO or option overlay, relabel derivatives_epm_only evidence to derivatives_core_strategy and set signals.derivatives_epm_only=true accordingly.", "Ensure that derivatives_epm_only evidence is consistent with the derivatives_epm_only signal flag in the final JSON." ], "deterministic_review": { "ok": true, "validator_type": "deterministic", "validator_verdict": "fail", "publishable": false, "confidence": 0.92, "issues": [ { "severity": "fail", "code": "epm_only_false_but_epm_evidence_present", "message": "signals.derivatives_epm_only=false but supporting_evidence contains derivatives_epm_only." } ], "suggested_repairs": [ "Relabel derivatives_epm_only evidence to derivatives_core_strategy where the quote describes options overlay / exchange-traded options / continuous market hedge; otherwise relabel generic FDI permission evidence to derivatives_mentioned." ], "decisive_signal_evidence": { "checked": true, "decision_rule_signal": null, "decision_rule_signal_true": null, "decision_rule_signal_supported": null, "true_hard_signals": [], "supported_hard_signals": [], "unsupported_hard_signals": [], "checks": [] }, "derivative_materiality": { "checked": true, "policy_mode": "balanced", "type": "ETF", "ucits": true, "physical_replication": false, "swaps_signal": false, "synthetic_replication": false, "derivatives_core_strategy": false, "derivatives_epm_only": false, "derivative_evidence_count": 3, "swap_evidence_count": 0, "permission_or_ancillary_evidence_count": 2, "core_derivative_evidence_count": 1, "only_permission_or_ancillary_derivative_evidence": false, "supported_independent_hard_signals": [] }, "detected_features": { "helo_or_core_options_overlay": false, "physical_replication": false, "has_epm_only_evidence": true, "has_core_derivatives_evidence": true, "has_generic_fdi_permission_evidence": false, "has_option_overlay_evidence": false } }, "agent_review": { "ok": true, "model": "gpt-4.1-mini", "temperature": 0, "max_tokens": 1800, "usage": { "prompt_tokens": 2891, "completion_tokens": 361, "total_tokens": 3252, "raw": { "prompt_tokens": 2891, "completion_tokens": 361, "total_tokens": 3252, "cost": 0.001734, "is_byok": false, "prompt_tokens_details": { "cached_tokens": 0, "cache_write_tokens": 0, "audio_tokens": 0, "video_tokens": 0 }, "cost_details": { "upstream_inference_cost": 0.001734, "upstream_inference_prompt_cost": 0.0011564, "upstream_inference_completions_cost": 0.0005776 }, "completion_tokens_details": { "reasoning_tokens": 0, "image_tokens": 0, "audio_tokens": 0 } } }, "cost": { "estimated": false, "actual_provider_cost_available": true, "model": "gpt-4.1-mini", "prompt_tokens": 2891, "completion_tokens": 361, "total_tokens": 3252, "input_cost_usd": 0.0011564, "output_cost_usd": 0.0005776, "estimated_cost_usd": 0.001734, "pricing_basis": "openrouter_usage_cost" }, "review": { "validator_verdict": "fail", "publishable": false, "confidence": 0.95, "summary": "Internal inconsistency detected: signals.derivatives_epm_only is false but supporting_evidence contains derivatives_epm_only evidence. The derivatives_epm_only evidence quote describes permitted EPM use, which conflicts with the false signal flag. No decisive hard-complex signals are unsupported, but policy requires relabelling or removal of derivatives_epm_only evidence in balanced mode for UCITS ETFs with physical replication and no core derivative strategy. The classification and decision rule are consistent with physical replication and no core derivatives strategy. Counterparty risk signal is supported by evidence. No conflict between derivatives_epm_only and derivatives_core_strategy flags. No HELO or option overlay strategy present. The JSON is not publishable as-is due to this inconsistency.", "issues": [ { "severity": "fail", "code": "epm_only_false_but_epm_evidence_present", "message": "signals.derivatives_epm_only=false but supporting_evidence contains derivatives_epm_only evidence describing permitted efficient portfolio management use." } ], "suggested_repairs": [ "Relabel the supporting_evidence item with signal 'derivatives_epm_only' to 'derivatives_mentioned' since the quote only proves permitted EPM use and derivatives_epm_only signal is false.", "Alternatively, if the evidence describes a core derivative strategy such as HELO or option overlay, relabel derivatives_epm_only evidence to derivatives_core_strategy and set signals.derivatives_epm_only=true accordingly.", "Ensure that derivatives_epm_only evidence is consistent with the derivatives_epm_only signal flag in the final JSON." ] } } }