{
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    "_meta": {
        "validator": "oppl_complex_asset_json_validator",
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        "captured_at_utc": "2026-08-09T15:24:06+00:00",
        "captured_unix": 1786289046,
        "input_source": "url",
        "input_url": "https://oppl.ai/llms/runs/etf/IE00BDQZN550_strict_latest.json",
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    "isin": "IE00BDQZN550",
    "classification": "complex",
    "policy_mode": "strict",
    "decision_rule_applied": "strict_etf_swap_complex_rule",
    "source_classification": null,
    "source_decision_rule_applied": null,
    "resolution": {
        "applied": false
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    "validator_verdict": "fail",
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    "confidence": 0.92,
    "issue_count": 5,
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        {
            "severity": "fail",
            "code": "hard_complex_signal_without_direct_evidence_synthetic_replication",
            "message": "signals.synthetic_replication=true but no supporting_evidence quote directly substantiates that hard-complex feature."
        },
        {
            "severity": "fail",
            "code": "hard_complex_signal_without_direct_evidence_complex_index",
            "message": "signals.complex_index=true but no supporting_evidence quote directly substantiates that hard-complex feature."
        },
        {
            "severity": "fail",
            "code": "decision_rule_without_direct_evidence_swaps",
            "message": "decision_rule_applied relies on swaps but no product-specific supporting_evidence quote directly substantiates that decision-driving signal."
        },
        {
            "severity": "fail",
            "code": "supporting_evidence_signal_mismatch",
            "message": "Supporting evidence quote for signal 'derivatives_mentioned' does not mention derivatives, indicating a label mismatch.",
            "source": "agent"
        },
        {
            "severity": "warn",
            "code": "physical_rule_without_direct_physical_evidence",
            "message": "Physical replication is claimed but lacks direct product-specific evidence; this is a warning and does not invalidate the non-complex factors.",
            "source": "agent"
        }
    ],
    "suggested_repairs": [
        "Remove or downgrade unsupported synthetic_replication, or add product-specific evidence that directly proves the feature before retaining it as a hard complex signal.",
        "Remove or downgrade unsupported complex_index, or add product-specific evidence that directly proves the feature before retaining it as a hard complex signal.",
        "Add direct product-specific evidence for swaps, or align decision_rule_applied with the feature actually proven by the evidence.",
        "Add direct product-specific supporting evidence quotes that explicitly mention swaps usage to support the decision_rule_applied and swaps signal.",
        "Add direct product-specific evidence explicitly proving synthetic replication and complex index features or remove these unsupported hard-complex signals.",
        "Correct or remove supporting evidence quotes that do not match their assigned signal labels, especially for derivatives_mentioned.",
        "Consider adding direct physical replication evidence or clarify replication method evidence to support the physical replication claim.",
        "Reassess the decision_rule_applied to align with the evidence-supported signals or update signals to reflect actual evidence."
    ],
    "reassessment": {
        "required": false
    },
    "deterministic_review": {
        "ok": true,
        "validator_type": "deterministic",
        "validator_verdict": "fail",
        "publishable": false,
        "confidence": 0.92,
        "issues": [
            {
                "severity": "fail",
                "code": "hard_complex_signal_without_direct_evidence_synthetic_replication",
                "message": "signals.synthetic_replication=true but no supporting_evidence quote directly substantiates that hard-complex feature."
            },
            {
                "severity": "fail",
                "code": "hard_complex_signal_without_direct_evidence_complex_index",
                "message": "signals.complex_index=true but no supporting_evidence quote directly substantiates that hard-complex feature."
            },
            {
                "severity": "fail",
                "code": "decision_rule_without_direct_evidence_swaps",
                "message": "decision_rule_applied relies on swaps but no product-specific supporting_evidence quote directly substantiates that decision-driving signal."
            }
        ],
        "suggested_repairs": [
            "Remove or downgrade unsupported synthetic_replication, or add product-specific evidence that directly proves the feature before retaining it as a hard complex signal.",
            "Remove or downgrade unsupported complex_index, or add product-specific evidence that directly proves the feature before retaining it as a hard complex signal.",
            "Add direct product-specific evidence for swaps, or align decision_rule_applied with the feature actually proven by the evidence."
        ],
        "reassessment": {
            "required": false
        },
        "resolution": {
            "applied": false
        },
        "decisive_signal_evidence": {
            "checked": true,
            "decision_rule_signal": "swaps",
            "decision_rule_signal_true": true,
            "decision_rule_signal_supported": false,
            "decision_rule_matching_evidence_count": 0,
            "decision_rule_matches": [],
            "true_hard_signals": [
                "synthetic_replication",
                "complex_index"
            ],
            "supported_hard_signals": [],
            "unsupported_hard_signals": [
                "synthetic_replication",
                "complex_index"
            ],
            "checks": {
                "synthetic_replication": {
                    "signal_true": true,
                    "direct_evidence": false,
                    "matching_evidence_count": 0,
                    "decision_rule_uses_signal": false,
                    "matches": []
                },
                "complex_index": {
                    "signal_true": true,
                    "direct_evidence": false,
                    "matching_evidence_count": 0,
                    "decision_rule_uses_signal": false,
                    "matches": []
                },
                "swaps": {
                    "signal_true": true,
                    "direct_evidence": false,
                    "matching_evidence_count": 0,
                    "decision_rule_uses_signal": true,
                    "matches": []
                }
            }
        },
        "derivative_materiality": {
            "checked": true,
            "policy_mode": "strict",
            "type": "ETF",
            "ucits": true,
            "physical_replication": true,
            "swaps_signal": true,
            "synthetic_replication": true,
            "derivatives_core_strategy": false,
            "derivatives_epm_only": true,
            "derivative_evidence_count": 2,
            "swap_evidence_count": 0,
            "permission_or_ancillary_evidence_count": 1,
            "core_derivative_evidence_count": 0,
            "only_permission_or_ancillary_derivative_evidence": false,
            "supported_independent_hard_signals": []
        },
        "source_decisive_signal_evidence": null,
        "source_derivative_materiality": null,
        "detected_features": {
            "helo_or_core_options_overlay": false,
            "physical_replication": true,
            "physical_replication_direct_evidence": false,
            "physical_replication_evidence_count": 0,
            "has_epm_only_evidence": true,
            "has_core_derivatives_evidence": false,
            "has_generic_fdi_permission_evidence": true,
            "has_option_overlay_evidence": false
        }
    },
    "agent_review": {
        "ok": true,
        "model": "gpt-4.1-mini",
        "temperature": 0,
        "max_tokens": 1800,
        "usage": {
            "prompt_tokens": 4380,
            "completion_tokens": 577,
            "total_tokens": 4957,
            "raw": {
                "prompt_tokens": 4380,
                "completion_tokens": 577,
                "total_tokens": 4957,
                "cost": 0.0020992,
                "is_byok": false,
                "prompt_tokens_details": {
                    "cached_tokens": 1920,
                    "cache_write_tokens": 0,
                    "audio_tokens": 0,
                    "video_tokens": 0
                },
                "cost_details": {
                    "upstream_inference_cost": 0.0020992,
                    "upstream_inference_prompt_cost": 0.001176,
                    "upstream_inference_completions_cost": 0.0009232
                },
                "completion_tokens_details": {
                    "reasoning_tokens": 0,
                    "image_tokens": 0,
                    "audio_tokens": 0
                }
            }
        },
        "cost": {
            "estimated": false,
            "actual_provider_cost_available": true,
            "model": "gpt-4.1-mini",
            "prompt_tokens": 4380,
            "completion_tokens": 577,
            "total_tokens": 4957,
            "input_cost_usd": 0.001176,
            "output_cost_usd": 0.0009232,
            "estimated_cost_usd": 0.0020992,
            "pricing_basis": "openrouter_usage_cost"
        },
        "review": {
            "validator_verdict": "fail",
            "publishable": false,
            "confidence": 0.92,
            "summary": "The assessment claims complex classification driven by swaps and synthetic replication signals, but lacks direct product-specific supporting evidence for swaps, synthetic replication, and complex index signals. The decision_rule_applied relies on swaps without substantiating evidence, causing a critical evidence-policy conflict. The derivatives_epm_only flag is supported by permission/ancillary evidence, but derivatives_core_strategy is false and unsupported. No conflict exists between derivatives_epm_only and derivatives_core_strategy flags. Supporting evidence quotes do not match the signals they are assigned to, notably the derivatives_mentioned quote does not mention derivatives. The physical replication claim lacks direct evidence but is not decisive for complexity. Overall, the assessment is internally inconsistent and not client-publishable without repair. Deterministic evidence does not substantiate signals.swaps=true; treat that flag as an evidence-hygiene warning unless direct swap/TRS/CFD evidence is added.",
            "issues": [
                {
                    "severity": "fail",
                    "code": "decision_rule_without_direct_evidence_swaps",
                    "message": "The decision_rule_applied 'strict_etf_swap_complex_rule' relies on swaps signal, but no product-specific supporting_evidence quote directly substantiates swaps usage."
                },
                {
                    "severity": "fail",
                    "code": "hard_complex_signal_without_direct_evidence_synthetic_replication",
                    "message": "signals.synthetic_replication=true but no supporting_evidence quote directly substantiates synthetic replication."
                },
                {
                    "severity": "fail",
                    "code": "hard_complex_signal_without_direct_evidence_complex_index",
                    "message": "signals.complex_index=true but no supporting_evidence quote directly substantiates complex index feature."
                },
                {
                    "severity": "fail",
                    "code": "supporting_evidence_signal_mismatch",
                    "message": "Supporting evidence quote for signal 'derivatives_mentioned' does not mention derivatives, indicating a label mismatch."
                },
                {
                    "severity": "warn",
                    "code": "physical_rule_without_direct_physical_evidence",
                    "message": "Physical replication is claimed but lacks direct product-specific evidence; this is a warning and does not invalidate the non-complex factors."
                }
            ],
            "suggested_repairs": [
                "Add direct product-specific supporting evidence quotes that explicitly mention swaps usage to support the decision_rule_applied and swaps signal.",
                "Add direct product-specific evidence explicitly proving synthetic replication and complex index features or remove these unsupported hard-complex signals.",
                "Correct or remove supporting evidence quotes that do not match their assigned signal labels, especially for derivatives_mentioned.",
                "Consider adding direct physical replication evidence or clarify replication method evidence to support the physical replication claim.",
                "Reassess the decision_rule_applied to align with the evidence-supported signals or update signals to reflect actual evidence."
            ]
        }
    }
}