{ "ok": true, "_meta": { "validator": "oppl_complex_asset_json_validator", "validator_version": "1.1.17", "captured_at_utc": "2026-08-09T17:52:10+00:00", "captured_unix": 1786297930, "input_source": "url", "input_url": "https://oppl.ai/llms/runs/etf/IE00BDQZN550_strict_latest.json", "source_assessment_hash": "35948c1674c82db7c407fd89fd73dd04c4cf8594b4b8aed49ebbeb3343b20d53", "agent_enabled": true, "agent_provider": "openrouter", "agent_model": "gpt-4.1-mini", "agent_temperature": 0, "agent_max_tokens": 1800, "warn_short_agent": true, "validator_modes": { "deterministic": "executed", "agent": "executed" } }, "isin": "IE00BDQZN550", "classification": "complex", "policy_mode": "strict", "decision_rule_applied": "strict_etf_derivative_permission_complex_rule", "source_classification": "complex", "source_decision_rule_applied": "strict_etf_swap_complex_rule", "resolution": { "applied": true, "resolution_class": "deterministic_complex_basis_repair", "reason_code": "unsupported_source_decision_rule_with_supported_alternative_complex_basis", "source_classification": "complex", "source_decision_rule_applied": "strict_etf_swap_complex_rule", "resolved_classification": "complex", "resolved_decision_rule_applied": "strict_etf_derivative_permission_complex_rule", "trigger_signal": "swaps", "supported_replacement_basis": "derivative_permission", "supported_replacement_basis_type": "strict_supported_permission_or_ancillary_derivative_evidence", "overridden_unsupported_signals": [ "synthetic_replication", "complex_index", "swaps" ], "supported_hard_signals": [], "core_derivative_evidence_count": 0, "swap_evidence_count": 0, "reassessment_required": false, "publishable_resolution": true, "message": "The source assessment is correctly Complex, but decision_rule_applied=strict_etf_swap_complex_rule relies on unsupported swaps. The same product evidence independently supports Complex via derivative_permission, so the validator preserves classification=complex, replaces the effective decision rule with strict_etf_derivative_permission_complex_rule, and treats the unsupported source rule/flags as an evidence-hygiene repair rather than a classification failure." }, "validator_verdict": "warn", "publishable": true, "confidence": 0.78, "issue_count": 2, "issues": [ { "severity": "warn", "code": "source_complex_decision_rule_auto_repaired", "message": "The source assessment is correctly Complex, but decision_rule_applied=strict_etf_swap_complex_rule relies on unsupported swaps. The same product evidence independently supports Complex via derivative_permission, so the validator preserves classification=complex, replaces the effective decision rule with strict_etf_derivative_permission_complex_rule, and treats the unsupported source rule/flags as an evidence-hygiene repair rather than a classification failure." }, { "severity": "warn", "code": "physical_rule_without_direct_physical_evidence", "message": "Physical replication is claimed but lacks direct product-specific evidence. This does not invalidate the non-complex factors or the complex classification based on derivatives permission evidence.", "source": "agent" } ], "suggested_repairs": [ "Repair the upstream source decision rule and remove unsupported source flags so the source assessment points to the Complex feature actually proven by the evidence. No further model rerun is required unless new contradictory evidence is found." ], "reassessment": { "required": false, "reason": "deterministic_resolution_applied" }, "deterministic_review": { "ok": true, "validator_type": "deterministic", "validator_verdict": "warn", "publishable": true, "confidence": 0.78, "issues": [ { "severity": "warn", "code": "source_complex_decision_rule_auto_repaired", "message": "The source assessment is correctly Complex, but decision_rule_applied=strict_etf_swap_complex_rule relies on unsupported swaps. The same product evidence independently supports Complex via derivative_permission, so the validator preserves classification=complex, replaces the effective decision rule with strict_etf_derivative_permission_complex_rule, and treats the unsupported source rule/flags as an evidence-hygiene repair rather than a classification failure." } ], "suggested_repairs": [ "Repair the upstream source decision rule and remove unsupported source flags so the source assessment points to the Complex feature actually proven by the evidence. No further model rerun is required unless new contradictory evidence is found." ], "reassessment": { "required": false, "reason": "deterministic_resolution_applied" }, "resolution": { "applied": true, "resolution_class": "deterministic_complex_basis_repair", "reason_code": "unsupported_source_decision_rule_with_supported_alternative_complex_basis", "source_classification": "complex", "source_decision_rule_applied": "strict_etf_swap_complex_rule", "resolved_classification": "complex", "resolved_decision_rule_applied": "strict_etf_derivative_permission_complex_rule", "trigger_signal": "swaps", "supported_replacement_basis": "derivative_permission", "supported_replacement_basis_type": "strict_supported_permission_or_ancillary_derivative_evidence", "overridden_unsupported_signals": [ "synthetic_replication", "complex_index", "swaps" ], "supported_hard_signals": [], "core_derivative_evidence_count": 0, "swap_evidence_count": 0, "reassessment_required": false, "publishable_resolution": true, "message": "The source assessment is correctly Complex, but decision_rule_applied=strict_etf_swap_complex_rule relies on unsupported swaps. The same product evidence independently supports Complex via derivative_permission, so the validator preserves classification=complex, replaces the effective decision rule with strict_etf_derivative_permission_complex_rule, and treats the unsupported source rule/flags as an evidence-hygiene repair rather than a classification failure." }, "decisive_signal_evidence": { "checked": true, "decision_rule_signal": null, "decision_rule_signal_true": null, "decision_rule_signal_supported": null, "decision_rule_matching_evidence_count": null, "decision_rule_matches": [], "true_hard_signals": [], "supported_hard_signals": [], "unsupported_hard_signals": [], "checks": [] }, "derivative_materiality": { "checked": true, "policy_mode": "strict", "type": "ETF", "ucits": true, "physical_replication": true, "swaps_signal": false, "synthetic_replication": false, "derivatives_core_strategy": false, "derivatives_epm_only": true, "derivative_evidence_count": 1, "swap_evidence_count": 0, "permission_or_ancillary_evidence_count": 1, "core_derivative_evidence_count": 0, "only_permission_or_ancillary_derivative_evidence": true, "supported_independent_hard_signals": [] }, "source_decisive_signal_evidence": { "checked": true, "decision_rule_signal": "swaps", "decision_rule_signal_true": true, "decision_rule_signal_supported": false, "decision_rule_matching_evidence_count": 0, "decision_rule_matches": [], "true_hard_signals": [ "synthetic_replication", "complex_index" ], "supported_hard_signals": [], "unsupported_hard_signals": [ "synthetic_replication", "complex_index" ], "checks": { "synthetic_replication": { "signal_true": true, "direct_evidence": false, "matching_evidence_count": 0, "decision_rule_uses_signal": false, "matches": [] }, "complex_index": { "signal_true": true, "direct_evidence": false, "matching_evidence_count": 0, "decision_rule_uses_signal": false, "matches": [] }, "swaps": { "signal_true": true, "direct_evidence": false, "matching_evidence_count": 0, "decision_rule_uses_signal": true, "matches": [] } } }, "source_derivative_materiality": { "checked": true, "policy_mode": "strict", "type": "ETF", "ucits": true, "physical_replication": true, "swaps_signal": true, "synthetic_replication": true, "derivatives_core_strategy": false, "derivatives_epm_only": true, "derivative_evidence_count": 1, "swap_evidence_count": 0, "permission_or_ancillary_evidence_count": 1, "core_derivative_evidence_count": 0, "only_permission_or_ancillary_derivative_evidence": true, "supported_independent_hard_signals": [] }, "detected_features": { "helo_or_core_options_overlay": false, "physical_replication": true, "physical_replication_direct_evidence": false, "physical_replication_evidence_count": 0, "has_epm_only_evidence": false, "has_core_derivatives_evidence": false, "has_generic_fdi_permission_evidence": true, "has_option_overlay_evidence": false } }, "agent_review": { "ok": true, "model": "gpt-4.1-mini", "temperature": 0, "max_tokens": 1800, "usage": { "prompt_tokens": 4811, "completion_tokens": 494, "total_tokens": 5305, "raw": { "prompt_tokens": 4811, "completion_tokens": 494, "total_tokens": 5305, "cost": 0.0021388, "is_byok": false, "prompt_tokens_details": { "cached_tokens": 1920, "cache_write_tokens": 0, "audio_tokens": 0, "video_tokens": 0 }, "cost_details": { "upstream_inference_cost": 0.0021388, "upstream_inference_prompt_cost": 0.0013484, "upstream_inference_completions_cost": 0.0007904 }, "completion_tokens_details": { "reasoning_tokens": 0, "image_tokens": 0, "audio_tokens": 0 } } }, "cost": { "estimated": false, "actual_provider_cost_available": true, "model": "gpt-4.1-mini", "prompt_tokens": 4811, "completion_tokens": 494, "total_tokens": 5305, "input_cost_usd": 0.0013484, "output_cost_usd": 0.0007904, "estimated_cost_usd": 0.0021388, "pricing_basis": "openrouter_usage_cost" }, "review": { "validator_verdict": "warn", "publishable": true, "confidence": 0.88, "summary": "The assessment is internally consistent with classification=complex supported by derivative permission/ancillary use evidence under strict policy mode. The decision_rule_applied is correctly set to strict_etf_derivative_permission_complex_rule after deterministic repair from an unsupported swaps-based source rule. Supporting evidence signals match their quotes. The derivatives_epm_only=true flag is supported by product-specific permission/ancillary derivative evidence, with no core derivative strategy evidence, so no conflict arises. No HELO or option overlay evidence is present, so no core derivatives strategy override is needed. The physical replication claim lacks direct evidence but is not required to fail classification. The counterparty risk signal is supported by evidence. Unsupported hard signals (swaps, synthetic_replication, complex_index) from the original source are correctly overridden by deterministic repair and do not cause failure. The client-facing JSON is publishable as-is. Suggested repair is to clean upstream source flags and decision rule to align with supported derivative permission basis. Deterministic evidence resolution preserved classification=complex but replaced the unsupported source decision rule strict_etf_swap_complex_rule: its decision-driving swaps signal lacks direct evidence, while derivative_permission is independently supported. The effective decision rule is strict_etf_derivative_permission_complex_rule. Repair the upstream rule/flags; another model rerun is not required.", "issues": [ { "severity": "warn", "code": "source_complex_decision_rule_auto_repaired", "message": "The source assessment is correctly Complex, but decision_rule_applied=strict_etf_swap_complex_rule relies on unsupported swaps. The same product evidence independently supports Complex via derivative_permission, so the validator preserves classification=complex, replaces the effective decision rule with strict_etf_derivative_permission_complex_rule, and treats the unsupported source rule/flags as an evidence-hygiene repair rather than a classification failure." }, { "severity": "warn", "code": "physical_rule_without_direct_physical_evidence", "message": "Physical replication is claimed but lacks direct product-specific evidence. This does not invalidate the non-complex factors or the complex classification based on derivatives permission evidence." } ], "suggested_repairs": [ "Repair the upstream source decision rule and remove unsupported source flags so the source assessment points to the Complex feature actually proven by the evidence. No further model rerun is required unless new contradictory evidence is found." ] } } }